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Actually, I have to post a further clarification:
Further research showed that using the docid with the docname resulted in a sequence of events that may or may not be desirable for the implementation. The sequence of events for including docname or excluding docname seem to be almost identical; the exception is, when docname is included, the applet seems to download the file from either the local filesystem or directly from the autovue server... however, the DMS Servlet is definitely not used.
My final solution was to rever back to method call . This method call uses the DMS to retrieve all markups related to the base document and respects its meta-data such as 'readonly'.